Siu King Ngai
魏少琼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu King Ngai (魏少琼), a licensed former licensee with CE reference AAA265. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-21 | 2014-04-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-03-04 | 2005-10-21 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-04 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-01 |