Ka Wa Cheng
鄭家華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wa Cheng (鄭家華), a licensed Responsible Officer with CE reference ABS482. Currently licensed at 1 firm(s): Astrum Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-18 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-02-18 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 9 — Asset management | 2021-02-18 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-11-30 | 2021-02-18 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
RO | Type 9 — Asset management | 2019-07-29 | 2020-07-14 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-19 | 2019-06-03 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-22 | 2018-07-27 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-05-22 | 2018-07-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | 2014-05-22 | 2018-07-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-24 | 2014-05-22 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-24 | 2014-05-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2013-09-19 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2013-09-19 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-20 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-11 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-20 |