Shu Wing Chan
陳樹榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wing Chan (陳樹榮), a licensed former licensee with CE reference AYY716. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-07 | 2019-09-08 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-07 | 2019-09-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-05 | 2016-05-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-05 | 2016-05-31 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-02-18 | 2013-06-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-10 | 2013-06-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-10 | 2013-06-30 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-05 | 2012-03-27 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-05 | 2012-03-27 |