Yang An
安揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang An (安揚), a licensed Responsible Officer with CE reference BDF640. Currently licensed at 1 firm(s): TradeMaster Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-08-12 | present |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2019-08-12 | present |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-20 | present |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-12-20 | present |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
RO | Type 9 — Asset management | 2018-12-20 | present |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-03 | 2016-11-11 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-03 | 2016-11-11 |