James Jonathan Chataway
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Jonathan Chataway ( ), a licensed former licensee with CE reference AUJ209. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-02-02 | 2012-12-07 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | 2011-02-02 | 2012-12-07 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-17 | 2011-02-02 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-17 | 2011-02-02 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2010-01-05 | 2010-03-12 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 — Advising on securities | 2010-01-05 | 2010-03-12 |