Hon Kwong Au
區漢光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Kwong Au (區漢光), a licensed former licensee with CE reference AVP009. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-04 | 2012-12-14 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-06 | 2011-02-25 |