Nicholas Hung Trinh
鄭雄評
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Hung Trinh (鄭雄評), a licensed Representative with CE reference ACL231. Currently licensed at 1 firm(s): Innovation Securities Co., Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Securities Co., Limited 鼎新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-02 | present |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-17 | 2019-12-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-07 | 2015-06-17 |
| Kam Fai Securities Company Limited 金輝証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-18 | 2014-06-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-11-26 | 2013-05-24 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-07 | 2013-05-24 |