Innovation Securities Co., Limited
鼎新證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Innovation Securities Co., Limited (鼎新證券有限公司), a Hong Kong-based licensed corporation with CE reference BGN336. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 5 (total recorded over time: 15). Earliest licence on file: 2016-02-16.
Registered address
Suite 709-10, One Pacific Place, 88 Queensway, Admiralty
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-02-16 | present |
Licensed staff (all-time) (15)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kazier Kit Wah Chan 陳潔華 | RO 1 | 2016-02 | 2016-07 |
| Tao Kuang 匡濤 | RO 1 Rep 1 | 2019-02 | Present |
| Xia Kuang 匡霞 | RO 1 | 2016-02 | Present |
| Abbott Sik Kwong Lau 劉錫光 | RO 1 Rep 1 | 2016-04 | Present |
| Ronnie Kin Yu Chan 陳建宇 | Rep 1 | 2018-08 | 2024-12 |
| Wai Chung Chan 陳慧聰 | Rep 1 | 2021-04 | Present |
| Xiaobo Huang 黃小波 | Rep 1 | 2016-07 | 2017-06 |
| Hong Ma 馬紅 | Rep 1 | 2016-04 | 2019-07 |
| Erwin Ralph Sanft 歐文 | Rep 1 | 2017-03 | 2018-01 |
| Yijiang Sun 孫一江 | Rep 1 | 2017-01 | 2023-11 |
| Min (SFC:AVM772) Tang 湯敏 | Rep 1 | 2021-05 | 2023-05 |
| Nicholas Hung Trinh 鄭雄評 | Rep 1 | 2023-06 | Present |
| Yuk Yung Tse 謝旭容 | Rep 1 | 2016-06 | 2021-06 |
| Chi Ho Wu 胡志豪 | Rep 1 | 2016-04 | 2017-04 |
| Eric Ying Yee Yim 嚴英宜 | Rep 1 | 2018-05 | 2018-12 |
Showing 1–15 of 15
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