Xiaobo Huang
黃小波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaobo Huang (黃小波), a licensed Responsible Officer with CE reference ALZ455. Currently licensed at 1 firm(s): Innovation Asset Management Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-11-29 | present |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 9 — Asset management | 2023-11-29 | present |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-09 | 2023-11-29 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-10-09 | 2023-11-29 |
| Booming Asset Management Limited 博明資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-04-27 | 2023-09-12 |
| Booming Asset Management Limited 博明資產管理有限公司 |
RO | Type 9 — Asset management | 2021-04-27 | 2023-09-12 |
| Booming Asset Management Limited 博明資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-20 | 2021-04-27 |
| Booming Asset Management Limited 博明資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-20 | 2021-04-27 |
| Greatwalle (International) Asset Management Co., Limited 長城匯理(國際)資産管理有限公司 |
RO | Type 4 — Advising on securities | 2020-06-11 | 2020-11-21 |
| Greatwalle (International) Asset Management Co., Limited 長城匯理(國際)資産管理有限公司 |
RO | Type 9 — Asset management | 2020-06-11 | 2020-11-21 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-31 | 2020-02-14 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-31 | 2020-02-14 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-26 | 2018-08-31 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-26 | 2018-08-31 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-08 | 2018-07-17 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-08 | 2018-07-17 |
| Innovation Securities Co., Limited 鼎新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-04 | 2017-06-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-26 | 2016-06-08 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-26 | 2016-06-08 |
| Oberweis Asset Management (Asia) Limited |
RO | Type 9 — Asset management | 2011-07-07 | 2012-09-20 |
| Oberweis Asset Management (Asia) Limited |
Rep | Type 9 — Asset management | 2008-04-22 | 2011-07-07 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-05-12 | 2006-06-22 |