Sheng Yuan Asset Management Limited

盛源資產管理有限公司
CE No. AXC415 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng Yuan Asset Management Limited (盛源資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AXC415. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 47). Earliest licence on file: 2011-06-14.

More firms doing Advising on securities →More firms doing Asset management →

Registered address

UNITS 3208-9, 32/F, GRAND MILLENNIUM PLAZA, COSCO TOWER, No. 183 QUEEN'S ROAD CENTRAL, SHEUNG WAN, HONG KONG.

Licence history

ActivityFromTo
Type 4 — Advising on securities 2011-06-14 present
Type 9 — Asset management 2011-06-14 present

Licensed staff (all-time) (47)
Active on date

Name Activities First licensed To
Min Cao 曹敏 RO 4, 9 2019-06 2020-04
Lam Chak Chan 陳林澤 RO 9 2017-06 2018-05
Bai Cao Chen 陳柏操 RO 4, 9 Rep 4, 9 2014-02 2019-04
Han (SFC:AGN033) Hu 胡晗 RO 9 Rep 9 2014-06 2015-05
Xiaobo Huang 黃小波 RO 4, 9 Rep 4, 9 2018-07 2020-02
Hing Man Hung 孔慶文 RO 4, 9 2018-05 2024-08
Yuzhe Jia 賈鈺哲 RO 4, 9 Rep 4, 9 2020-04 Present
Yuen Chun Lai 黎遠真 RO 4, 9 Rep 4 2023-02 2024-12
Ka Pan Lau 劉嘉斌 RO 9 Rep 9 2021-07 2026-02
On Kwok Lau 劉安國 RO 4, 9 2011-06 2014-08
Ka Ho Lee 李家豪 RO 4, 9 2021-08 2023-06
Kin Chung Simon Lee 李建中 RO 4, 9 2011-06 2014-10
Bing (SFC:AUV179) Li 李兵 RO 4, 9 Rep 4, 9 2022-10 Present
Hongli Li 李宏麗 RO 4, 9 Rep 4, 9 2025-10 Present
Chao Rao 饒超 RO 4, 9 Rep 9 2020-06 2021-08
Xiaomei Zhang 張曉梅 RO 4, 9 2014-09 2017-06
Guoji Zhu 朱国基 RO 4, 9 Rep 9 2020-06 2020-11
Tsz Ling Chan 陳梓玲 Rep 4, 9 2017-05 2017-07
Jinsha Chen 陳金沙 Rep 9 2017-02 2017-03
Leimiaojie Chen 陳雷妙婕 Rep 4, 9 2015-09 2017-02
Dafu Feng 馮大富 Rep 9 2017-05 2017-11
Yongyan Huang 黃咏岩 Rep 4, 9 2017-05 2019-05
Fung Ko 高鋒 Rep 4, 9 2012-05 2013-06
Ut Hoi Kwan 關越海 Rep 9 2018-09 2019-07
Yan Mong Lai 黎恩望 Rep 4, 9 2019-12 2020-02
Jingming Li 李晶銘 Rep 4, 9 2020-05 2022-04
Kim Ping Li 李儉炳 Rep 9 2018-10 2019-12
Wei Li 李巍 Rep 4, 9 2014-03 2017-07
Ke Liu 劉科 Rep 4, 9 2018-06 2019-09
Yinzi Liu 劉寅子 Rep 9 2025-12 Present
Linna Ma 馬琳娜 Rep 4, 9 2016-08 2017-07
Tsz Ho Mok 莫梓豪 Rep 4, 9 2013-09 2014-09
Youjia Sun 孫優佳 Rep 4, 9 2016-07 2018-03
Mei Kam Tang 鄧美琴 Rep 4, 9 2017-12 2019-06
Hei Tze 紫曦 Rep 4, 9 2011-06 2015-01
Bo (SFC:AMN889) Wang 王波 Rep 4, 9 2016-10 2017-05
Jing Wang 王靖 Rep 4, 9 2017-03 2017-04
Yingshi Wu 吳應時 Rep 4, 9 2018-06 2020-03
Feng (SFC:AVP528) Yang 楊鋒 Rep 4, 9 2016-07 2017-05
Fang Zhao 趙芳 Rep 4, 9 2022-04 2024-03
Wei (SFC:BEE813) Zhao 趙韋 Rep 4, 9 2014-10 2017-03
Yuekai Zhao 趙悅凱 Rep 4, 9 2013-03 2013-07
Huili Zheng 鄭會莉 Rep 4, 9 2025-11 Present
Wusijie Zhong 鍾吳思婕 Rep 4, 9 2018-07 2019-01
Quan (SFC:BOI634) Zhou 周全 Rep 4, 9 2023-06 Present
Jiafeng Zhu 朱嘉鳳 Rep 4, 9 2019-06 2020-03
Jiaying Zhu 朱嘉滢 Rep 4, 9 2015-10 2016-05
Showing 1–47 of 47

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