Jiafeng Zhu
朱嘉鳳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiafeng Zhu (朱嘉鳳), a licensed Representative with CE reference BBQ168. Currently licensed at 1 firm(s): Forthright Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-18 | present |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-09-18 | present |
| Harmonia Capital Limited 仁和資本有限公司 |
Rep | Type 9 — Asset management | 2021-03-24 | 2023-04-30 |
| Harmonia Capital Limited 仁和資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-11 | 2023-04-30 |
| Harmonia Capital Limited 仁和資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-11 | 2023-04-30 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-21 | 2020-03-06 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-21 | 2020-03-06 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-08 | 2020-03-06 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-08 | 2020-03-06 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-08 | 2020-03-06 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-22 | 2017-09-01 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-22 | 2017-09-01 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-10 | 2017-07-15 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-10 | 2017-07-15 |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2016-01-25 | 2016-04-24 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-25 | 2016-04-24 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-25 | 2016-04-24 |