Sheng Yuan Securities Limited
盛源證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng Yuan Securities Limited (盛源證券有限公司), a Hong Kong-based licensed corporation with CE reference AVO470. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 4 — Advising on securities. Current licensed staff on file: 6 (total recorded over time: 71). Earliest licence on file: 2010-10-27.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Registered address
Units 3208-9, 32/F, Grand Millennium Plaza, COSCO Tower, No.183 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2010-10-27 | present |
| Type 2 — Dealing in futures contracts | 2012-08-28 | present |
| Type 4 — Advising on securities | 2010-10-27 | present |
Licensed staff (all-time) (71)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Leung Chan 陳嘉亮 | RO 1, 2 | 2017-11 | 2018-06 |
| Sunny Ho Sun Chan 陳灝燊 | RO 1, 2, 4 | 2010-10 | 2014-08 |
| Bai Cao Chen 陳柏操 | RO 1, 2, 4 | 2014-09 | 2019-04 |
| I Fon Chung 鍾一鋒 | RO 1, 4 Rep 1, 4 | 2020-03 | 2023-06 |
| Dafu Feng 馮大富 | RO 1, 4 Rep 1, 4 | 2015-06 | 2017-11 |
| Hing Man Hung 孔慶文 | RO 1, 2, 4 | 2018-03 | 2024-08 |
| Ut Hoi Kwan 關越海 | RO 1, 2, 4 Rep 4 | 2018-06 | 2019-07 |
| Ali Ka Lung Lau 劉嘉隆 | RO 2 Rep 1, 4 | 2014-11 | 2016-05 |
| Ka Pan Lau 劉嘉斌 | RO 1, 2, 4 Rep 1, 2, 4 | 2021-07 | 2026-02 |
| Wai Hung Lau 劉偉洪 | RO 1, 2 Rep 1, 2, 4 | 2017-01 | 2017-11 |
| Ka Ho Lee 李家豪 | RO 1 | 2021-08 | 2023-06 |
| Tik Wai Leung 梁狄偉 | RO 2 | 2025-10 | Present |
| Bing (SFC:AUV179) Li 李兵 | RO 4 Rep 1, 4 | 2022-12 | Present |
| Hongli Li 李宏麗 | RO 1, 4 | 2026-01 | Present |
| Kim Ping Li 李儉炳 | RO 1, 2, 4 Rep 1, 2, 4 | 2018-10 | 2020-05 |
| Pak Keung Li 李栢強 | RO 1, 2, 4 | 2010-11 | 2013-05 |
| Yinzi Liu 劉寅子 | RO 1 Rep 1, 4 | 2024-02 | Present |
| Shuk Han Mou 繆淑嫻 | RO 1, 2, 4 Rep 1, 4 | 2020-03 | 2022-08 |
| Wai Ho Ng 吳惠豪 | RO 2 | 2025-05 | 2025-07 |
| Chao Rao 饒超 | RO 1, 4 Rep 4 | 2020-06 | 2021-08 |
| Chiu Lan Wan 尹肖蘭 | RO 1, 2, 4 Rep 1 | 2012-08 | 2014-06 |
| Shengkun Wang 王胜坤 | RO 1, 4 Rep 1, 4 | 2014-03 | 2017-11 |
| Lishan Wu 吳莉珊 | RO 1, 4 Rep 1, 4 | 2015-02 | 2017-02 |
| Yingshi Wu 吳應時 | RO 1 Rep 1, 4 | 2018-05 | 2020-03 |
| Kai (SFC:AVM758) Xiao 肖凱 | RO 1 Rep 1, 4 | 2011-02 | 2015-11 |
| Haodi Ye 叶浩迪 | RO 1 Rep 1, 4 | 2014-12 | 2017-07 |
| Raymond Kar Hang Yip 葉嘉衡 | RO 1, 4 | 2010-10 | 2013-09 |
| Xiaomei Zhang 張曉梅 | RO 1, 4 Rep 1, 4 | 2014-03 | 2017-06 |
| Quan (SFC:BOI634) Zhou 周全 | RO 1, 2, 4 Rep 1, 2, 4 | 2023-06 | Present |
| Jinsha Chen 陳金沙 | Rep 1, 4 | 2015-10 | 2017-03 |
| Qi (SFC:ARI743) Chen 陳琦 | Rep 1 | 2016-12 | 2019-02 |
| Chun Fai Cheng 鄭春暉 | Rep 1, 4 | 2014-09 | 2015-04 |
| Wanying Fu 付婉穎 | Rep 1, 4 | 2017-12 | 2020-01 |
| Chunhui Gu 古春輝 | Rep 1, 4 | 2014-06 | 2018-07 |
| Lingxi Hu 胡凌曦 | Rep 1, 4 | 2016-09 | 2017-12 |
| Kwok Cheung Hui 許國祥 | Rep 1 | 2011-10 | 2013-11 |
| Michael Kaufmann | Rep 1 | 2011-08 | 2011-12 |
| Ho Kwan Lau 劉浩鈞 | Rep 1 | 2011-11 | 2013-08 |
| Kin Yip (SFC:BCL503) Leung 梁健業 | Rep 1 | 2014-01 | 2014-07 |
| Mei Chun Li 厲美珍 | Rep 1 | 2011-05 | 2013-10 |
| Zhengrong Li 李崢嶸 | Rep 1, 4 | 2016-05 | 2017-04 |
| Ke Liu 劉科 | Rep 1, 2 | 2018-06 | 2019-09 |
| Yang (SFC:AXX706) Lu 路楊 | Rep 1, 4 | 2011-09 | 2014-07 |
| Ziyin Luo 羅子茵 | Rep 1 | 2013-08 | 2014-06 |
| Siu Yee Mak 麥肇儀 | Rep 1 | 2010-12 | 2011-07 |
| Alexander Ho Yin Pau 鮑灝賢 | Rep 1, 2 | 2011-01 | 2013-05 |
| Jialin Shan 單佳林 | Rep 1, 4 | 2015-09 | 2016-04 |
| Rongxia Su 宿榮俠 | Rep 1, 4 | 2014-08 | 2019-05 |
| Yu Shun Tang 鄧譽信 | Rep 1 | 2012-11 | 2013-05 |
| Hung Fai Tsang 曾雄輝 | Rep 1, 2 | 2014-09 | 2019-08 |
| Man Chun Tsang 曾文俊 | Rep 1, 2, 4 | 2011-01 | 2014-07 |
| Siyu Tu 涂思宇 | Rep 1, 4 | 2017-10 | 2017-10 |
| Hei Tze 紫曦 | Rep 4 | 2014-11 | 2015-01 |
| Hang Wang 王航 | Rep 1, 4 | 2015-09 | 2015-11 |
| Jian (SFC:AVM361) Wang 王健 | Rep 1 | 2015-12 | 2016-10 |
| Jing Wang 王靖 | Rep 1 | 2017-03 | 2017-04 |
| Pinyue Wang 王品月 | Rep 1, 4 | 2017-02 | 2018-01 |
| Chiu Wong 王超 | Rep 1, 4 | 2016-05 | 2017-11 |
| Tung Ching Wong 王冬青 | Rep 1, 4 | 2025-06 | 2025-12 |
| Man Yu Wu 胡文宇 | Rep 1, 2, 4 | 2018-01 | 2019-04 |
| Yongqiang Wu 吳勇強 | Rep 1 | 2013-08 | 2014-07 |
| Feng (SFC:AVP528) Yang 楊鋒 | Rep 1 | 2016-07 | 2017-05 |
| Hongyu Yao 姚虹宇 | Rep 1, 4 | 2015-09 | 2016-09 |
| Ruihan Yin 尹蕤菡 | Rep 1, 4 | 2014-03 | 2015-05 |
| Ruofan Yu 俞若帆 | Rep 1, 2, 4 | 2011-01 | 2013-06 |
| Lemin Zhang 張樂民 | Rep 1 | 2013-09 | 2014-01 |
| Wei (SFC:BEE813) Zhao 趙韋 | Rep 1 | 2017-02 | 2017-03 |
| Yuekai Zhao 趙悅凱 | Rep 1, 4 | 2013-10 | 2014-02 |
| Huili Zheng 鄭會莉 | Rep 1 | 2025-12 | Present |
| Jiafeng Zhu 朱嘉鳳 | Rep 1, 2, 4 | 2017-12 | 2020-03 |
| Yong Zhu 朱勇 | Rep 1 | 2015-07 | 2016-03 |
Showing 1–71 of 71
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