Yong Zhu
朱勇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Zhu (朱勇), a licensed Responsible Officer with CE reference AJD985. Currently licensed at 1 firm(s): Huizhi International Capital Holdings Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-22 | present |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
RO | Type 4 — Advising on securities | 2016-03-09 | present |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-03-09 | present |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
RO | Type 9 — Asset management | 2016-03-09 | present |
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-09-29 | 2016-03-01 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-27 | 2016-03-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-12 | 2015-01-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-10-12 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-10-12 | 2015-01-12 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-10-22 | 2011-02-18 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 — Asset management | 2006-07-03 | 2011-02-18 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
RO | Type 9 — Asset management | 2004-02-03 | 2008-12-31 |