Wai Hung Lau
劉偉洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hung Lau (劉偉洪), a licensed Responsible Officer with CE reference ANX950. Currently licensed at 1 firm(s): TradeGo Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TradeGo Markets Limited |
RO | Type 1 — Dealing in securities | 2023-06-02 | present |
| TradeGo Markets Limited |
RO | Type 7 — Providing automated trading services | 2023-06-02 | present |
| TradeGo Markets Limited |
Rep | Type 1 — Dealing in securities | 2023-04-27 | 2023-06-02 |
| TradeGo Markets Limited |
Rep | Type 7 — Providing automated trading services | 2023-04-27 | 2023-06-02 |
| Qogir (Hong Kong) Limited 喬格理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-11 | 2023-03-31 |
| Qogir (Hong Kong) Limited 喬格理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-06-11 | 2023-03-31 |
| Qogir (Hong Kong) Limited 喬格理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-06-11 | 2023-03-31 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 4 — Advising on securities | 2020-04-15 | 2021-02-28 |
| Wonderland International Asset Management Limited 華德國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-10 | 2021-02-28 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-10-02 | 2021-02-28 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-17 | 2021-02-28 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-18 | 2017-11-10 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-03-20 | 2017-11-10 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-18 | 2017-10-18 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-18 | 2017-03-20 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-18 | 2017-11-10 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-18 | 2017-01-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-27 | 2017-01-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-04 | 2017-01-01 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-30 | 2007-06-21 |