Bai Cao Chen
陳柏操
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bai Cao Chen (陳柏操), a licensed Responsible Officer with CE reference AUZ662. Currently licensed at 1 firm(s): Booming Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Booming Asset Management Limited 博明資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-09-13 | present |
| Booming Asset Management Limited 博明資產管理有限公司 |
RO | Type 9 — Asset management | 2019-09-13 | present |
| Booming Asset Management Limited 博明資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-02 | 2025-06-20 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 4 — Advising on securities | 2018-08-23 | 2019-04-09 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-06-05 | 2019-04-09 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-09-10 | 2019-04-09 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-09-10 | 2015-03-10 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-15 | 2019-04-09 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 9 — Asset management | 2014-03-19 | 2019-04-09 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-18 | 2014-05-05 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-02-18 | 2014-03-19 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 9 — Asset management | 2013-05-29 | 2014-01-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-22 | 2014-01-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-29 | 2014-01-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-29 | 2014-01-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-06-03 | 2013-05-29 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-04-27 | 2010-05-31 |