Chiu Wong
王超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chiu Wong (王超), a licensed Responsible Officer with CE reference BHL931. Currently licensed at 1 firm(s): TradArt Asset Management Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TradArt Asset Management Co., Limited 好贊資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-22 | present |
| TradArt Asset Management Co., Limited 好贊資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-22 | present |
| TradArt Asset Management Co., Limited 好贊資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-24 | 2022-08-22 |
| TradArt Asset Management Co., Limited 好贊資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-06-24 | 2022-08-22 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 9 — Asset management | 2021-09-27 | 2022-05-31 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-20 | 2022-05-31 |
| New Harvest Wealth Securities Company Limited 新嘉財富證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-20 | 2022-05-31 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-04-14 | 2020-09-27 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-14 | 2020-09-27 |
| Wonderland International Asset Management Limited 華德國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-02-12 | 2020-09-27 |
| Beta International Securities Limited 貝塔國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-29 | 2020-09-27 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-24 | 2017-11-20 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-24 | 2017-11-20 |