Hongli Li
李宏麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hongli Li (李宏麗), a licensed Responsible Officer with CE reference BDQ909. Currently licensed at 2 firm(s): Sheng Yuan Securities Limited, Sheng Yuan Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-01-15 | present |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 4 — Advising on securities | 2026-01-15 | present |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-12-17 | present |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 9 — Asset management | 2025-12-17 | present |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-20 | 2025-12-17 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-10-20 | 2025-12-17 |
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-11-06 | 2025-09-19 |
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-11-06 | 2025-09-19 |
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-11 | 2024-11-06 |
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-09-11 | 2024-11-06 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-03 | 2024-06-28 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-05-03 | 2024-06-28 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-05 | 2024-05-03 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-05 | 2024-05-03 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-05 | 2024-06-28 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-22 | 2024-05-24 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-22 | 2021-07-02 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-11-16 | 2021-05-12 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-27 | 2021-05-12 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-06-27 | 2017-11-16 |