Hei Tze
紫曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Tze (紫曦), a licensed Responsible Officer with CE reference AWQ683. Currently licensed at 1 firm(s): Van Berkom Golden Dragon Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司 |
RO | Type 9 — Asset management | 2017-01-25 | present |
| Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司 |
Rep | Type 9 — Asset management | 2015-02-04 | 2017-01-25 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-18 | 2015-01-07 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-15 | 2015-01-07 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-06-15 | 2015-01-07 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-19 | 2011-01-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-19 | 2011-01-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-19 | 2011-01-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-01-19 | 2011-01-28 |