Qi (SFC:ARI743) Chen
陳琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi (SFC:ARI743) Chen (陳琦), a licensed former licensee with CE reference ARI743. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-02 | 2019-02-28 |
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-12-02 | 2019-02-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-22 | 2016-05-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-04 | 2016-05-27 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-08-04 | 2010-06-22 |