Kim Ping Li
李儉炳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Ping Li (李儉炳), a licensed Representative with CE reference ATS380. Currently licensed at 1 firm(s): RuiLian Financial Group Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 32.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-22 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-22 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 9 — Asset management | 2024-07-22 | present |
| Silverlion Securities Limited 銀獅證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-03-19 | 2024-04-03 |
| Silverlion Securities Limited 銀獅證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-19 | 2024-04-03 |
| Silverlion Capital (Hong Kong) Limited 銀獅資本(香港)有限公司 |
RO | Type 9 — Asset management | 2021-03-19 | 2024-04-03 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-16 | 2021-01-31 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-06-16 | 2021-01-31 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 4 — Advising on securities | 2020-06-16 | 2021-01-31 |
| Midas Securities Limited 金源證券有限公司 |
RO | Type 9 — Asset management | 2020-06-16 | 2021-01-31 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-03-13 | 2020-05-18 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
RO | Type 9 — Asset management | 2020-03-13 | 2020-05-18 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-30 | 2020-05-18 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-11-30 | 2020-05-18 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 4 — Advising on securities | 2018-11-30 | 2020-05-18 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-18 | 2018-11-30 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-18 | 2018-11-30 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2018-11-30 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-18 | 2019-12-19 |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 9 — Asset management | 2018-09-10 | 2018-10-09 |
| Atta Capital Limited 紅蟻資本有限公司 |
RO | Type 4 — Advising on securities | 2018-09-10 | 2018-10-09 |
| Atta Securities Limited 紅蟻證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-03 | 2018-10-09 |
| Atta Securities Limited 紅蟻證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-07-03 | 2018-10-09 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 9 — Asset management | 2017-03-07 | 2018-01-25 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2016-11-08 | 2018-01-25 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-30 | 2018-01-25 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-09-30 | 2018-01-25 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-02 | 2016-09-30 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-09-02 | 2016-09-30 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-09-02 | 2016-08-20 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-12 | 2016-08-20 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-12 | 2015-09-02 |