Sheng Yuan Sino Asset Management Limited
盛源中港資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheng Yuan Sino Asset Management Limited (盛源中港資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AMA021. Current licensed staff on file: 0 (total recorded over time: 10). Earliest licence on file: 2005-09-09.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2005-09-09 | 2023-05-11 |
| Type 9 — Asset management | 2005-09-09 | 2023-05-11 |
Licensed staff (all-time) (10)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jackon Chung Keung Chan 陳忠強 | RO 4, 9 Rep 9 | 2021-07 | 2022-08 |
| Nan Ying Cheng 鄭嵐英 | RO 4, 9 | 2018-05 | 2020-01 |
| Richard Percival Dias 戴禮徹 | RO 4, 9 | 2005-09 | 2017-08 |
| Hing Man Hung 孔慶文 | RO 4, 9 | 2020-08 | 2022-12 |
| Kim Ping Li 李儉炳 | RO 4, 9 | 2020-03 | 2020-05 |
| James Thomas Ramsay | RO 4, 9 Rep 4, 9 | 2010-05 | 2016-02 |
| Puru Saxena 薛普魯 | RO 4, 9 | 2005-09 | 2017-08 |
| Jong Ling Yen 嚴中伶 | RO 4, 9 | 2018-05 | 2020-03 |
| Wentao Tan 談文濤 | Rep 4, 9 | 2019-04 | 2019-04 |
| Karstan Ka Kim Wong 黃家儉 | Rep 4, 9 | 2006-11 | 2010-11 |
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