Puru Saxena
薛普魯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Puru Saxena (薛普魯), a licensed former licensee with CE reference AEX198. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AK Partners HK Limited |
RO | Type 4 — Advising on securities | 2018-05-09 | 2018-05-16 |
| AK Partners HK Limited |
RO | Type 9 — Asset management | 2018-05-09 | 2018-05-16 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2005-09-09 | 2017-08-24 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
RO | Type 9 — Asset management | 2005-09-09 | 2017-08-24 |
| Tyche Group Limited 橋川有限公司 |
RO | Type 4 — Advising on securities | present | 2005-05-10 |
| Tyche Group Limited 橋川有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-21 |
| Tyche Group Limited 橋川有限公司 |
RO | Type 9 — Asset management | present | 2005-05-10 |