Wentao Tan
談文濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wentao Tan (談文濤), a licensed Responsible Officer with CE reference AXS425. Currently licensed at 1 firm(s): CSII Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSII Capital Limited 川國投資本有限公司 |
RO | Type 4 — Advising on securities | 2020-10-05 | present |
| CSII Capital Limited 川國投資本有限公司 |
RO | Type 9 — Asset management | 2020-10-05 | present |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-28 | 2019-06-11 |
| Seazen Resources Securities Limited 新城晉峰證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-28 | 2019-06-11 |
| Seazen Resources Futures Limited 新城晉峰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-05-28 | 2019-06-11 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-28 | 2019-06-11 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-28 | 2019-06-11 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-03 | 2019-04-30 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-03 | 2019-04-30 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-08 | 2019-02-12 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-08 | 2019-02-12 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-14 | 2019-02-12 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-07-03 | 2019-02-12 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 4 — Advising on securities | 2017-03-30 | 2019-02-12 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-07-05 | 2017-07-03 |
| China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-07-05 | 2019-02-12 |
| China Vered Securities Limited 中薇證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-14 | 2019-02-12 |
| GigaMoney Limited 騰達證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-23 | 2016-03-08 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2015-09-23 | 2016-03-08 |
| GigaMoney Limited 騰達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-30 | 2015-09-23 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-30 | 2015-09-23 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-05-30 | 2016-03-08 |
| Hong Kong International Futures Limited 香港國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-12-23 | 2016-03-08 |