Karstan Ka Kim Wong
黃家儉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karstan Ka Kim Wong (黃家儉), a licensed former licensee with CE reference ANY402. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-13 | 2016-10-27 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-13 | 2016-10-27 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-25 | 2013-12-31 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-25 | 2013-12-31 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-03-02 | 2010-11-10 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-09 | 2010-11-10 |