Jian (SFC:AVM361) Wang
王健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jian (SFC:AVM361) Wang (王健), a licensed former licensee with CE reference AVM361. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-24 | 2023-07-08 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-20 | 2022-05-24 |
| Nerico Brothers Limited | RO | Type 1 — Dealing in securities | 2021-07-30 | 2021-12-01 |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-26 | 2020-04-06 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-26 | 2020-04-06 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-07 | 2019-07-23 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-01-07 | 2019-07-23 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-14 | 2018-07-25 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-14 | 2018-07-25 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-14 | 2018-07-25 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-14 | 2018-07-25 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-01 | 2016-10-12 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-31 | 2015-07-06 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-26 | 2012-11-20 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-09-14 | 2011-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-16 | 2011-11-01 |