Ruofan Yu
俞若帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruofan Yu (俞若帆), a licensed former licensee with CE reference AWO106. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-09-18 | 2013-06-10 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-31 | 2013-06-10 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-31 | 2013-06-10 |