Zhengrong Li
李崢嶸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhengrong Li (李崢嶸), a licensed former licensee with CE reference BEC138. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oneday Corporate Finance Limited 壹天企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-11-01 | 2020-05-28 |
| Wilson International Capital Limited 滙生國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-08-18 | 2018-01-20 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-05 | 2018-01-20 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-05 | 2018-01-20 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-05 | 2017-04-16 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-05 | 2017-04-16 |
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-12-16 | 2017-04-16 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-04-24 | 2015-10-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-26 | 2015-10-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-12 | 2015-10-31 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-04 | 2015-04-24 |