Michael Kaufmann

CE No. AWY542 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Kaufmann (), a licensed former licensee with CE reference AWY542. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Sheng Yuan Securities Limited
盛源證券有限公司		 Rep Type 1 — Dealing in securities 2011-08-17 2011-12-30
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司		 Rep Type 1 — Dealing in securities 2011-03-15 2011-07-13

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