Yang (SFC:AXX706) Lu
路楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang (SFC:AXX706) Lu (路楊), a licensed former licensee with CE reference AXX706. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-18 | 2014-07-02 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-09-14 | 2014-07-02 |