Wai Ho Ng
吳惠豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ho Ng (吳惠豪), a licensed Responsible Officer with CE reference AVL488. Currently licensed at 1 firm(s): Ruibang Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-26 | present |
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 4 — Advising on securities | 2025-08-26 | present |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-05-14 | 2025-07-06 |
| Da Shi Tong Securities Limited 大世通證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-17 | 2024-08-31 |
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-05 | 2023-05-25 |
| Zero2IPO Securities Limited 清科證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-10-05 | 2023-05-25 |
| Zero2IPO Securities Limited 清科證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-11 | 2022-10-05 |
| Zero2IPO Securities Limited 清科證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-04-11 | 2022-10-05 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-08 | 2022-03-31 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-08 | 2022-03-31 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-22 | 2021-04-07 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-22 | 2021-04-07 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-07 | 2020-12-29 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-07 | 2020-12-29 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-01-23 | 2017-07-21 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-04 | 2017-07-21 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-04 | 2017-07-21 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-18 | 2015-05-22 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-05-18 | 2015-05-22 |
| Bright Smart Forex Limited 耀才環球外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-10-30 | 2015-04-22 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-03 | 2015-04-22 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-07 | 2015-04-22 |