Ut Hoi Kwan
關越海
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ut Hoi Kwan (關越海), a licensed Responsible Officer with CE reference AQW340. Currently licensed at 1 firm(s): HONOR CAPITAL (HK) LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 39.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HONOR CAPITAL (HK) LIMITED 榮耀資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-04-15 | present |
| HONOR CAPITAL (HK) LIMITED 榮耀資本(香港)有限公司 |
RO | Type 9 — Asset management | 2026-04-15 | present |
| HONOR CAPITAL (HK) LIMITED 榮耀資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-03 | 2026-04-15 |
| HONOR CAPITAL (HK) LIMITED 榮耀資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2026-03-03 | 2026-04-15 |
| Zhonghui International Asset Management Company Limited 中輝國際資產管理有限公司 |
RO | Type 9 — Asset management | 2025-08-05 | 2026-02-05 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-15 | 2025-06-01 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 4 — Advising on securities | 2021-10-15 | 2025-06-01 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 9 — Asset management | 2021-10-15 | 2025-06-01 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-20 | 2021-10-15 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 9 — Asset management | 2021-08-20 | 2021-10-15 |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-08 | 2021-08-13 |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-08 | 2021-08-13 |
| Ever Fountain Asset Management Limited 恒源資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-29 | 2020-07-08 |
| Greater China Securities Limited 大中華證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-24 | 2020-04-20 |
| Verity Capital Limited 洵美資本有限公司 |
RO | Type 9 — Asset management | 2019-09-24 | 2020-04-20 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-04 | 2019-09-24 |
| Verity Capital Limited 洵美資本有限公司 |
Rep | Type 9 — Asset management | 2019-09-04 | 2019-09-24 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-13 | 2019-07-15 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-01 | 2019-07-15 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-08-01 | 2019-07-15 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
RO | Type 4 — Advising on securities | 2018-08-01 | 2019-07-15 |
| Sheng Yuan Securities Limited 盛源證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-12 | 2018-08-01 |
| Five States Capital Resources Limited 五洲資本有限公司 |
Rep | Type 9 — Asset management | 2017-11-07 | 2018-01-31 |
| Five States Capital Resources Limited 五洲資本有限公司 |
RO | Type 4 — Advising on securities | 2017-11-07 | 2018-01-31 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 4 — Advising on securities | 2016-11-01 | 2017-07-21 |
| China Finance Holdings Limited 中港金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-14 | 2017-07-21 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-27 | 2017-07-21 |
| Finet Securities Limited 財華證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-07-27 | 2017-07-21 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-25 | 2016-07-27 |
| Finet Securities Limited 財華證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-25 | 2016-07-27 |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-26 | 2016-05-21 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-22 | 2013-06-15 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-22 | 2013-06-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-27 | 2009-09-15 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-08-27 | 2009-09-15 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-12 | 2009-08-21 |
| Realink Financial Trade Limited 滙信理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-12 | 2009-08-21 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-18 | 2008-07-12 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-18 | 2008-07-12 |