On Kwok Lau
劉安國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for On Kwok Lau (劉安國), a licensed Responsible Officer with CE reference AFJ680. Currently licensed at 1 firm(s): China Assets Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-01-02 | present |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-24 | present |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 9 — Asset management | 2019-01-24 | present |
| Sheng Yuan Capital (Hong Kong) Limited 盛源資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-10-02 | 2014-08-06 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-06-14 | 2014-08-06 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 9 — Asset management | 2011-06-14 | 2014-08-06 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 4 — Advising on securities | 2004-01-15 | 2011-01-01 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-01-15 | 2011-01-01 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 9 — Asset management | 2004-01-15 | 2011-01-01 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-15 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-15 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-15 |