Yuen Chun Lai

黎遠真
CE No. AMO727 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Chun Lai (黎遠真), a licensed former licensee with CE reference AMO727. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Sheng Yuan Asset Management Limited
盛源資產管理有限公司
Rep Type 4 — Advising on securities 2023-08-16 2024-12-10
Sheng Yuan Asset Management Limited
盛源資產管理有限公司
RO Type 4 — Advising on securities 2023-02-06 2023-08-16
Sheng Yuan Asset Management Limited
盛源資產管理有限公司
RO Type 9 — Asset management 2023-02-06 2024-12-10
Nerico Brothers Limited Rep Type 9 — Asset management 2018-02-12 2022-05-13
Nerico Brothers Limited Rep Type 1 — Dealing in securities 2017-12-07 2022-05-13
Nerico Brothers Limited Rep Type 2 — Dealing in futures contracts 2017-12-07 2022-05-13
GF Futures (Hong Kong) Co., Limited
廣發期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2017-01-03 2017-11-30
GF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司
Rep Type 1 — Dealing in securities 2016-10-24 2017-11-30
Bright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司
Rep Type 1 — Dealing in securities 2014-09-08 2016-09-30
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 — Dealing in securities 2005-10-14 2006-03-01
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2005-10-14 2006-03-01

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