Kin Chung Simon Lee
李建中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Chung Simon Lee (李建中), a licensed Responsible Officer with CE reference AAF803. Currently licensed at 1 firm(s): Jin Yi Financial Group Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 4 — Advising on securities | 2022-12-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 9 — Asset management | 2022-12-16 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-19 | 2026-01-06 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-10-19 | 2026-01-06 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-19 | 2022-12-16 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 5 — Advising on futures contracts | 2022-10-19 | 2026-01-06 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 9 — Asset management | 2022-10-19 | 2022-12-16 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-23 | 2021-05-12 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RO | Type 9 — Asset management | 2021-03-23 | 2021-05-12 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-22 | 2021-03-23 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-02-22 | 2021-03-23 |
| Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-12-17 | 2020-12-21 |
| Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-12-17 | 2020-12-21 |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 4 — Advising on securities | 2018-02-27 | 2019-06-06 |
| Maplefield Capital Limited 楓源資本有限公司 |
RO | Type 9 — Asset management | 2018-02-27 | 2019-06-06 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
RO | Type 4 — Advising on securities | 2016-08-10 | 2016-11-21 |
| Wellchamp Capital Limited 宏昌資本有限公司 |
RO | Type 9 — Asset management | 2016-08-10 | 2016-11-21 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-06-14 | 2014-10-01 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 9 — Asset management | 2011-06-14 | 2014-10-01 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-07-12 | 2010-11-26 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 9 — Asset management | 2010-07-12 | 2010-11-26 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
RO | Type 4 — Advising on securities | 2005-03-09 | 2008-10-01 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-03-09 | 2008-10-01 |
| Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 |
RO | Type 9 — Asset management | 2005-03-09 | 2008-10-01 |
| GM Financial Formula Limited 智碼資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2004-09-09 |
| GM Financial Formula Limited 智碼資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-09-09 |
| GM Financial Formula Limited 智碼資產管理有限公司 |
RO | Type 9 — Asset management | present | 2004-09-09 |