Guoji Zhu
朱国基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guoji Zhu (朱国基), a licensed former licensee with CE reference BCG002. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-21 | 2023-07-07 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-21 | 2023-07-07 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-30 | 2020-11-06 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-30 | 2020-11-06 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-09 | 2020-07-30 |
| Cithara Investment International Limited 信庭投資國際有限公司 |
Rep | Type 9 — Asset management | 2018-06-14 | 2020-03-31 |
| Tristar Capital Advisors Limited |
Rep | Type 9 — Asset management | 2013-11-07 | 2016-09-03 |