Yuzhe Jia
賈鈺哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuzhe Jia (賈鈺哲), a licensed Responsible Officer with CE reference BNW202. Currently licensed at 1 firm(s): Sheng Yuan Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-05-14 | present |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-14 | present |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-24 | 2020-05-14 |
| Sheng Yuan Asset Management Limited 盛源資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-04-24 | 2020-05-14 |
| YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-30 | 2020-04-22 |
| YUANYIN ASSET MANAGEMENT LIMITED 原銀資產管理有限公司 |
RO | Type 9 — Asset management | 2019-02-14 | 2020-04-22 |