Innovation Asset Management Co., Limited

鼎新資產管理有限公司
CE No. BIJ878 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Innovation Asset Management Co., Limited (鼎新資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BIJ878. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 13). Earliest licence on file: 2017-06-08.

Registered address

Suite 709C, One Pacific Place, 88 Queensway

Licence history

ActivityFromTo
Type 4 — Advising on securities 2017-06-08 present
Type 9 — Asset management 2017-06-08 present

Licensed staff (all-time) (13)
Active on date

Name Activities First licensed To
Kwok Yuen Cheung 張國源 RO 9 Rep 9 2019-03 2019-06
Zhixi Guo RO 4, 9 2017-06 2019-01
Xiaobo Huang 黃小波 RO 4, 9 Rep 4, 9 2017-06 Present
Yong Moon Kim RO 4, 9 Rep 4, 9 2019-06 2023-02
Tao Kuang 匡濤 RO 4, 9 Rep 4, 9 2019-02 Present
Xia Kuang 匡霞 RO 4, 9 2018-09 Present
Erwin Ralph Sanft 歐文 RO 4, 9 Rep 4, 9 2017-10 Present
Ronnie Kin Yu Chan 陳建宇 Rep 4, 9 2021-04 2024-12
Wai Chung Chan 陳慧聰 Rep 4, 9 2021-04 Present
Bin (SFC:AOG214) Hu 胡彬 Rep 4, 9 2022-11 2023-01
Yuanyuan Long 龍元元 Rep 4 2020-10 2020-11
Derrick Sun 孫裕文 Rep 4, 9 2021-03 Present
Min (SFC:AVM772) Tang 湯敏 Rep 4, 9 2021-05 2023-05
Showing 1–13 of 13

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司

Related