Min (SFC:AVM772) Tang
湯敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min (SFC:AVM772) Tang (湯敏), a licensed former licensee with CE reference AVM772. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Securities Co., Limited 鼎新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-04 | 2023-05-31 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-04 | 2023-05-31 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-04 | 2023-05-31 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-29 | 2021-03-09 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 9 — Asset management | 2020-01-29 | 2021-03-09 |
| Harvest Global Capital Investments Limited 嘉實國際投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-21 | 2021-03-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-23 | 2013-01-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2011-05-23 | 2013-01-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-05-23 | 2013-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-23 | 2013-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-05-23 | 2013-01-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-05-23 | 2013-01-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-20 | 2011-03-18 |