Tao Kuang
匡濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Kuang (匡濤), a licensed Responsible Officer with CE reference AWL776. Currently licensed at 2 firm(s): Innovation Asset Management Co., Limited, Innovation Securities Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-09-06 | present |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 9 — Asset management | 2023-09-06 | present |
| Innovation Securities Co., Limited 鼎新證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-30 | present |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-26 | 2023-09-06 |
| Innovation Securities Co., Limited 鼎新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-18 | 2020-07-30 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-18 | 2023-09-06 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-23 | 2019-01-25 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-08 | 2019-01-25 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-03 | 2019-01-25 |