Derrick Sun
孫裕文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derrick Sun (孫裕文), a licensed Representative with CE reference APY600. Currently licensed at 1 firm(s): Innovation Asset Management Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-15 | present |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-15 | present |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 4 — Advising on securities | 2020-08-27 | 2021-01-11 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
RO | Type 9 — Asset management | 2020-08-27 | 2021-01-11 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-27 | 2021-01-11 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-12 | 2020-08-27 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 — Asset management | 2018-07-12 | 2020-08-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-07-08 | 2018-06-16 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-07-08 | 2018-06-16 |
| BOCI Research Limited 中銀國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-09 | 2013-06-06 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-11-06 | 2012-06-08 |