Wai Chung Chan
陳慧聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chung Chan (陳慧聰), a licensed Representative with CE reference ANZ625. Currently licensed at 2 firm(s): Innovation Asset Management Co., Limited, Innovation Securities Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-14 | present |
| Innovation Securities Co., Limited 鼎新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-12 | present |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-12 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-23 | 2020-02-24 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-22 | 2019-08-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-20 | 2013-09-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-09-20 | 2013-09-11 |