Ronnie Kin Yu Chan
陳建宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronnie Kin Yu Chan (陳建宇), a licensed former licensee with CE reference AIB744. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-12 | 2024-12-27 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-12 | 2024-12-27 |
| Innovation Securities Co., Limited 鼎新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-01 | 2024-12-27 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-31 | 2018-07-06 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-03 | 2017-07-31 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-03 | 2017-07-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-20 | 2014-01-16 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-15 | 2014-01-16 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-08 | 2014-01-16 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-08 | 2010-11-20 |