Kwok Yuen Cheung
張國源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yuen Cheung (張國源), a licensed Responsible Officer with CE reference ABT596. Currently licensed at 1 firm(s): Alliance Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alliance Asset Management Limited 同人資産管理有限公司 |
RO | Type 9 — Asset management | 2019-06-19 | present |
| Alliance Asset Management Limited 同人資産管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-11 | 2019-06-19 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 9 — Asset management | 2019-03-20 | 2019-06-06 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-18 | 2019-03-20 |
| Luminous Asset Management (HK) Limited |
RO | Type 9 — Asset management | 2016-09-20 | 2019-02-20 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-08 | 2012-12-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-08 | 2012-12-14 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-08 | 2012-12-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-04 | 2011-01-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-05 | 2008-06-26 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-10-05 | 2008-06-26 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-11 | 2008-06-26 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-09-01 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-13 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-13 |