Erwin Ralph Sanft
歐文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erwin Ralph Sanft (歐文), a licensed Responsible Officer with CE reference AED179. Currently licensed at 1 firm(s): Innovation Asset Management Co., Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-18 | present |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
RO | Type 9 — Asset management | 2022-05-26 | present |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-03-08 | 2022-05-26 |
| Privium Fund Management (HK) Limited | Rep | Type 9 — Asset management | 2020-10-19 | 2021-05-31 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-22 | 2020-06-30 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-22 | 2020-06-30 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-01-22 | 2020-06-30 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-04 | 2018-01-02 |
| Innovation Asset Management Co., Limited 鼎新資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-04 | 2018-01-02 |
| Innovation Securities Co., Limited 鼎新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-27 | 2018-01-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-16 | 2017-01-16 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-02 | 2012-10-05 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2006-08-03 | 2007-05-02 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-02 | 2006-08-03 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-25 |