Ming Yan Chan
陳洺胤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Yan Chan (陳洺胤), a licensed former licensee with CE reference ACD664. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stellar Securities Limited 恆星證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-29 | 2021-06-28 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-02-11 | 2020-11-26 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-02-11 | 2020-11-26 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-02-22 | 2020-11-26 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-04-22 | 2020-11-26 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-09 | 2016-04-22 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-09 | 2016-04-22 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-20 | 2014-05-02 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-11-01 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-07 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-07 |
| Tat Lee Securities Company Limited 達利證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-07 |