Chung Leung Chan
陳仲良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Leung Chan (陳仲良), a licensed Representative with CE reference AEF867. Currently licensed at 2 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited, China Galaxy International Futures (Hong Kong) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-05 | present |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-05 | present |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-12-06 | 2018-07-31 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-04-25 | 2017-12-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-04 | 2016-05-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-01-04 | 2016-05-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-04 | 2016-05-15 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-10-22 | 2014-05-21 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-09 | 2010-10-22 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-14 | 2013-07-08 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-14 | 2014-05-21 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-04-23 | 2009-09-07 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-17 | 2009-09-07 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-25 | 2009-03-06 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-17 | 2008-08-20 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-06-27 | 2008-07-02 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-09-30 | 2008-08-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-21 | 2008-08-20 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-07-16 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-16 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-16 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-07-16 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-16 |