George Lung-Cheung Chan
陳龍翔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for George Lung-Cheung Chan (陳龍翔), a licensed former licensee with CE reference AFK978. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-28 | 2021-08-11 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-16 | 2017-03-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-19 | 2016-04-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-12 | 2012-06-13 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-12 | 2006-09-07 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-23 | 2004-07-05 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-26 | 2003-12-18 |