Sufan Kin Man Lam
林建文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sufan Kin Man Lam (林建文), a licensed Representative with CE reference ACS679. Currently licensed at 1 firm(s): DL SECURITIES (HK) LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-10 | present |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-10 | present |
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-07 | 2019-01-01 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-07 | 2016-10-31 |
| CES International Commodities (HK) Limited | RO | Type 2 — Dealing in futures contracts | 2014-07-09 | 2015-09-03 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-12-04 | 2015-09-03 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-04 | 2015-09-03 |
| Sun Yi Company Limited 新而有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-12-04 | 2014-11-20 |
| CES International Commodities (HK) Limited | Rep | Type 2 — Dealing in futures contracts | 2013-12-04 | 2014-07-09 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-07 | 2013-11-16 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-09-07 | 2013-11-16 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-14 | 2012-09-07 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-14 | 2012-09-07 |
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2011-02-07 | 2012-05-02 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2011-02-07 | 2012-05-02 |
| Sun Yi Company Limited 新而有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-01-31 | 2010-02-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-02-27 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2010-02-27 |
| CES International Commodities (HK) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2010-02-27 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-19 |
| CES International Commodities (HK) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |
| CES International Commodities (HK) Limited | Rep | Type 9 — Asset management | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |