Wai Nga Chak
翟偉雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Nga Chak (翟偉雅), a licensed Representative with CE reference BOO797. Currently licensed at 1 firm(s): Metaverse Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-03 | present |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-03 | present |
| Metaverse Securities Limited 元宇證券有限公司 |
Rep | Type 9 — Asset management | 2023-05-03 | 2025-05-29 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-07 | 2023-03-02 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-07 | 2023-03-02 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-05-07 | 2023-03-02 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-12-09 | 2021-04-07 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-15 | 2021-04-07 |