Ka Lok (SFC:ABT082) Chan
陳家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok (SFC:ABT082) Chan (陳家樂), a licensed former licensee with CE reference ABT082. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-23 | 2023-08-31 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-23 | 2023-08-31 |
| Alpha Securities Company Limited 亞華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-01-11 |
| Alpha Futures Company Limited 亞華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2008-01-11 |
| Alpha Securities Company Limited 亞華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-21 |
| Alpha Futures Company Limited 亞華期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-01-21 |
| Alpha Securities Company Limited 亞華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-21 |
| Alpha Futures Company Limited 亞華期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-21 |
| Alpha Securities Company Limited 亞華證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-21 |